Brief Biography
His practice is concentrated in the area of securities litigation, securities arbitration and regulatory defense. Mr. Nelson represents broker-dealers, registered investment advisors and individual securities professionals. Mr. Nelson has been involved in more than four hundred arbitration proceedings, as counsel and as an arbitrator, before FINRA, NASD and AAA. Mr. Nelson has represented clients in injunctive cases in various courts involving non-competition and non-solicitation agreements. He has represented clients in investigation and enforcement actions before the SEC, FINRA and various state regulators. Mr. Nelson also represents businesses and employers in employment matters including defending and enforcing restrictive covenants, wrongful termination issues, discrimination issues and handling matters before the EEOC and its state counterparts.
